Filing Details
- Accession Number:
- 0001209191-24-003167
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-13 16:00:15
- Reporting Period:
- 2024-02-09
- Accepted Time:
- 2024-02-13 16:00:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 883107 | Nanophase Technologies Corp | NANX | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 363687863 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184478 | Jess Jankowski | 1319 Marquette Drive Romeoville IL 60446 | President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-02-08 | 7,008 | $0.40 | 133,458 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | Spouse's IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (right to purchase) | $0.44 | 2016-02-18 | 2025-02-18 | 81,000 | 81,000 | Direct |
| Common Stock | Common Stock (right to purchase) | $0.42 | 2017-02-23 | 2026-02-23 | 69,000 | 69,000 | Direct |
| Common Stock | Common Stock (right to purchase) | $0.68 | 2018-02-21 | 2027-02-21 | 81,000 | 81,000 | Direct |
| Common Stock | Common Stock (right to purchase) | $0.82 | 2019-05-23 | 2028-05-23 | 90,000 | 90,000 | Direct |
| Common Stock | Common Stock (right to purchase) | $0.51 | 2020-05-22 | 2029-05-22 | 16,500 | 16,500 | Direct |
| Common Stock | Common Stock (right to purchase) | $0.45 | 2021-06-18 | 2027-06-18 | 90,000 | 90,000 | Direct |
| Common Stock | Common Stock (right to purchase) | $4.17 | 2022-12-28 | 2028-12-28 | 90,000 | 90,000 | Direct |
| Common Stock | Common Stock (right to purchase) | $1.17 | 2023-12-20 | 2029-12-20 | 72,000 | 72,000 | Direct |
| Common Stock | Common Stock (right to purchase) | $0.61 | 2024-12-27 | 2030-12-27 | 12,600 | 12,600 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-02-18 | 81,000 | 81,000 | Direct |
| 2026-02-23 | 69,000 | 69,000 | Direct |
| 2027-02-21 | 81,000 | 81,000 | Direct |
| 2028-05-23 | 90,000 | 90,000 | Direct |
| 2029-05-22 | 16,500 | 16,500 | Direct |
| 2027-06-18 | 90,000 | 90,000 | Direct |
| 2028-12-28 | 90,000 | 90,000 | Direct |
| 2029-12-20 | 72,000 | 72,000 | Direct |
| 2030-12-27 | 12,600 | 12,600 | Direct |
Footnotes
- These shares were purchased as part of the Company's recent shareholder rights offering.
- Subject to certain restrictions, beginning on this date, the options vest in three equal annual installments.
- Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
- Subject to certain restrictions, beginning on this date, options vest in three equal installments.
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