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Home > Insider Trading > Filing (0000933430-24-000002)

Filing Details

Accession Number:: 0000933430-24-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-02-12 16:58:17
Reporting Period:: 2024-02-08

Accepted Time:: 2024-02-12 16:58:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
883107	Nanophase Technologies Corp	NANX	Perfumes, Cosmetics & Other Toilet Preparations (2844)	363687863

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
933430	T Bradford Whitmore	5215 Old Orchard Road Suite 620 Skokie IL 60077		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-02-08	2,791,725	$0.40	25,467,020	No	4	P	Direct
Common Stock	Acquisiton	2024-02-08	952,697	$0.40	8,684,270	No	4	P	Indirect	by Strandler, LLC
Common Stock	Acquisiton	2024-02-08	74,105	$0.40	675,515	No	4	P	Indirect	by Grace Investments, LP
Common Stock	Acquisiton	2024-02-08	6,337	$0.40	57,791	No	4	P	Indirect	by daughter

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	by Strandler, LLC
No	4	P	Indirect	by Grace Investments, LP
No	4	P	Indirect	by daughter

Footnotes

As sole member of Strandler, LLC, Bradford T. Whitmore is an indirect beneficial owner of 8,684,270 shares of Common Stock.
As Manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 675,515 shares of Common Stock.