Filing Details
- Accession Number:
- 0000921895-24-000337
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-09 20:40:05
- Reporting Period:
- 2024-02-08
- Accepted Time:
- 2024-02-09 20:40:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1788028 | Jasper Therapeutics Inc. | JSPR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1114916 | Balaji Venkataraman | 100 North Main Street Suite 301 Alpharetta GA 30009 | No | No | Yes | No | |
1822834 | Avego Healthcare Capital, L.p. | 100 North Main Street Suite 301 Alpharetta GA 30009 | No | No | No | Yes | |
1848809 | Velan Capital Investment Management Lp | 100 North Main Street Suite 301 Alpharetta GA 30009 | No | No | Yes | No | |
1886177 | Avego Management Llc | 100 North Main Street Suite 301 Alpharetta GA 30009 | No | No | No | Yes | |
1964335 | Adam Morgan | 100 North Main Street Suite 301 Alpharetta GA 30009 | No | No | Yes | No | |
1964353 | Velan Capital Holdings Llc | 100 North Main Street Suite 301 Alpharetta GA 30009 | No | No | No | Yes | |
1964355 | Velan Capital Management Llc | 100 North Main Street Suite 301 Alpharetta GA 30009 | No | No | Yes | No | |
1964356 | Velan Capital Master Fund Lp | 89 Nexus Way Grand Cayman E9 KY1-9009 | No | No | No | Yes | |
1964446 | Avego Healthcare Capital Holdings, Llc | 100 North Main Street Suite 301 Alpharetta GA 30009 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2024-02-08 | 350,000 | $12.95 | 1,188,500 | No | 4 | P | Indirect | By Velan Capital Master Fund LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Velan Capital Master Fund LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | 245,328 | Indirect | By Avego Healthcare Capital, L.P. |
Footnotes
- This Form 4 is filed jointly by Velan Capital Master Fund LP ("Velan Master"), Avego Healthcare Capital, L.P. ("Avego Fund"), Velan Capital Holdings LLC ("Velan GP"), Avego Healthcare Capital Holdings, LLC ("Avego GP"), Avego Management, LLC ("Avego Management"), Velan Capital Investment Management LP ("Velan Capital"), Velan Capital Management LLC ("Velan IM GP"), Balaji Venkataraman and Adam Morgan (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
- Securities owned directly by Velan Master. As the general partner of Velan Master, Velan GP may be deemed to beneficially own the securities owned directly by Velan Master. As the investment manager of Velan Master, Velan Capital may be deemed to beneficially own the securities owned directly by Velan Master. As the general partner of Velan Capital, Velan IM GP may be deemed to beneficially own the securities owned directly by Velan Master. As the managing members of Velan GP and Velan IM GP, Messrs. Venkataraman and Morgan may be deemed to beneficially own the securities owned directly by Velan Master.
- Securities owned directly by Avego Fund. As the general partner of Avego Fund, Avego GP may be deemed to beneficially own the securities owned directly by Avego Fund. As the co-investment manager of Avego Fund, Avego Management may be deemed to beneficially own the securities owned directly by Avego Fund. As the co-investment manager of Avego Fund, Velan Capital may be deemed to beneficially own the securities owned directly by Avego Fund. As the general partner of Velan Capital, Velan IM GP may be deemed to beneficially own the securities owned directly by Avego Fund. As the managing member of each of Avego GP, Avego Management, Velan GP and Velan IM GP, Mr. Venkataraman may be deemed to beneficially own the securities owned directly by Avego Fund. As the managing member of each of Velan GP and Velan IM GP, Mr. Morgan may be deemed to beneficially own the securities owned directly by Avego Fund.
- Reflects a 1-for-10 reverse stock split of the Issuer's common stock, effected on January 4, 2024.