Filing Details
- Accession Number:
- 0001127602-24-004212
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-09 16:20:07
- Reporting Period:
- 2024-02-07
- Accepted Time:
- 2024-02-09 16:20:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1517302 | Artisan Partners Asset Management Inc. | APAM | Investment Advice (6282) | 450969585 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1588468 | K Gregory Ramirez | C/O Artisan Partners Asset Management 875 East Wisconsin Avenue, Suite 800 Milwaukee WI 53202 | Executive Vice President | No | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock, Par Value $0.01 Per Share | Disposition | 2024-02-07 | 2,500 | $0.00 | 71,979 | No | 4 | M | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2024-02-07 | 2,500 | $0.00 | 85,835 | No | 4 | M | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2024-02-08 | 2,500 | $42.29 | 83,335 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Class B Common Units of Artisan Partners Holdings LP | Disposition | 2024-02-07 | 2,500 | $0.00 | 2,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
71,979 | No | 4 | M | Direct |
Footnotes
- In connection with the Company's initial public offering and related reorganization transactions, on March 12, 2013, each holder of a Class B common unit ("Class B Common Unit") of Artisan Partners Holdings LP received a number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock"), of the Company equal to the number of Class B Common Units then held by such person. Shares of Class B Common Stock do not have economic rights.
- Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. On February 7, 2024, the Reporting Person directed the exchange of 2,500 Class B Common Units.