Filing Details

Accession Number:
0001587987-24-000035
Form Type:
5
Zero Holdings:
No
Publication Time:
2024-02-09 11:50:43
Reporting Period:
2023-12-31
Accepted Time:
2024-02-09 11:50:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1587987 Newtekone Inc. NEWT National Commercial Banks (6021) 463755188
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1842924 J Nicholas Leger 4800 T-Rex Avenue
Suite 120
Boca Raton FL 33431
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-02-15 722 $20.39 18,318 No 5 F Direct
Common Stock Acquisiton 2023-04-14 186 $13.05 18,318 No 5 P Direct
Common Stock Acquisiton 2023-04-14 5 $21.85 18,318 No 5 P Direct
Common Stock Acquisiton 2023-07-21 137 $17.92 18,318 No 5 P Direct
Common Stock Acquisiton 2023-07-21 4 $17.97 18,318 No 5 P Direct
Common Stock Acquisiton 2023-10-20 185 $13.40 18,318 No 5 P Direct
Common Stock Acquisiton 2023-10-20 17 $13.71 18,318 No 5 P Direct
Common Stock Disposition 2023-12-04 5 $13.83 18,318 No 5 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 F Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 S Direct
Footnotes
  1. Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.
  2. Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
  3. Shares sold by Reporting Person's broker to cover account fees.