Filing Details
- Accession Number:
- 0001816590-24-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-08 16:51:26
- Reporting Period:
- 2024-02-06
- Accepted Time:
- 2024-02-08 16:51:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1816590 | Compass Pathways Plc | CMPS | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1843859 | Jay George Goldsmith | Compass Pathways Plc 33 Broadwick Street London X0 W1F 0DQ | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Disposition | 2024-02-06 | 19,852 | $10.59 | 4,147,269 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2024-02-06 | 19,853 | $10.59 | 4,144,994 | No | 4 | S | Indirect | By: Spouse |
Ordinary Shares | Disposition | 2024-02-07 | 22,794 | $10.56 | 4,124,475 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2024-02-07 | 22,794 | $10.56 | 4,122,200 | No | 4 | S | Indirect | By: Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By: Spouse |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By: Spouse |
Footnotes
- The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.46 to $11.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023.
- Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.15 to $10.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.