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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1572616	Fractyl Health Inc.	GUTS	Surgical & Medical Instruments & Apparatus (3841)	273553477

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1875614	Ajay Royan	C/O Fractyl Health, Inc. 17 Hartwell Avenue Lexington MA 02421		No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-02-06	5,160,301	$0.00	5,160,301	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2024-02-06	918,567	$0.00	918,567	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2024-02-06	333,333	$15.00	1,251,900	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	P	Indirect	See footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series C-1 Preferred Stock	Disposition	2024-02-06	4,025,764	$0.00	1,875,938	$0.00
Common Stock	Series C-2 Preferred Stock	Disposition	2024-02-06	6,502,796	$0.00	3,030,193	$0.00
Common Stock	Series D Preferred Stock	Disposition	2024-02-06	545,450	$0.00	254,170	$0.00
Common Stock	Series E Preferred Stock	Disposition	2024-02-06	373,021	$0.00	173,821	$0.00
Common Stock	Series F Preferred Stock	Disposition	2024-02-06	1,598,225	$0.00	744,746	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into 0.466 shares of the Issuer's common stock in accordance with the terms of such preferred stock.
Represents securities held by Mithril LP ("LP"). Mithril GP LP ("GP LP") is the general partner of LP and may be deemed to have shared voting and dispositive power with respect to the securities held by LP. The Reporting Person is the authorized person of GP LP and a member of the investment committee of GP LP, and in such capacity may be deemed to have beneficial ownership of the securities held by LP. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any.
Represents securities held by Mithril II LP ("II LP"). Mithril II UGP LLC ("UGP II") is the general partner of Mithril II GP LP ("GP II"), which is the general partner of II LP, and each of UGP II and GP II may be deemed to have shared voting and dispositive power with respect to the securities held by II LP. The Reporting Person is the sole managing member of UGP II and a member of the investment committee of GP II, and in such capacity may be deemed to have beneficial ownership of the securities held by II LP. The Reporting Person disclaim such beneficial ownership except to the extent of his pecuniary interest therein, if any.