Filing Details
- Accession Number:
- 0001869739-24-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-06 17:35:46
- Reporting Period:
- 2024-02-02
- Accepted Time:
- 2024-02-06 17:35:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1845022 | Couchbase Inc. | BASE | Services-Prepackaged Software (7372) | 263576987 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1869739 | Margaret Chow | C/O Couchbase, Inc. 3250 Olcott Street Santa Clara CA 95054 | Svp & Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-02-02 | 4,620 | $7.75 | 166,723 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-02-02 | 4,620 | $27.50 | 162,103 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2024-02-05 | 380 | $7.75 | 162,483 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-02-05 | 380 | $27.50 | 162,103 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2024-02-02 | 4,620 | $0.00 | 4,620 | $7.75 |
Common Stock | Stock Option | Disposition | 2024-02-05 | 380 | $0.00 | 380 | $7.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
156,379 | 2030-06-23 | No | 4 | M | Direct | |
155,999 | 2030-06-23 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 10/2/2023.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.5000 to $27.5400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- One fourth (1/4th) of the shares subject to the option vested on March 2, 2021 and one forty-eighth (1/48th) of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each such date.