Filing Details
- Accession Number:
- 0001195889-11-000002
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-07-29 21:37:26
- Reporting Period:
- 2011-07-29
- Filing Date:
- 2011-07-29
- Accepted Time:
- 2011-07-29 21:37:26
- Original Submission Date:
- 2011-07-29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 730000 | Supertex Inc | SUPX | Semiconductors & Related Devices (3674) | 942328535 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195889 | P William Ingram | Vp, Wafer Fab Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-28 | 4,000 | $17.06 | 4,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-28 | 347 | $19.69 | 3,653 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-28 | 1,100 | $19.51 | 2,553 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-28 | 100 | $19.53 | 2,453 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-28 | 100 | $19.50 | 2,353 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-28 | 53 | $19.52 | 2,300 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-28 | 1,300 | $19.50 | 1,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-28 | 400 | $19.44 | 600 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-28 | 100 | $19.45 | 500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-28 | 100 | $19.46 | 400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-28 | 100 | $19.44 | 300 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-28 | 300 | $19.45 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | ISO stock options (to exercise common stock) | Disposition | 2011-07-28 | 2,000 | $17.06 | 2,000 | $17.06 |
| Common Stock | ISO stock options (to exercise common stock) | Disposition | 2011-07-28 | 2,000 | $17.06 | 2,000 | $17.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 41,000 | 2005-09-01 | 2011-09-01 | No | 4 | M | Direct |
| 39,000 | 2006-09-01 | 2011-09-01 | No | 4 | M | Direct |
Footnotes
- ISO Option (to exercise common stock). Exercise Price: $17.0600. Shares Granted: 8,000. Shares Currently Exercising: 4000. Shares Exercisable: 4000. Expiration Date: 9/1/2011. Held Direct.
- NQ Stock Option (to exercise common stock). Exercise Price: 33.9500. Shares Granted: 10,000. Shares Exercisable: 6,000. 2,000 Shares Exercisable 12/3/2011. 2,000 Shares Exercisable 12/3/2012. Expiration Date: 12/3/2017. Held Direct.
- NQ Stock Option (to exercise common stock). Exercise Price: 20.8500. Shares Granted: 25,000. Shares Exercisable: 10,000. 5,000 Shares Exercisable 12/1/2011. 5,000 Shares Exercisable 12/1/2012. 5,000 Shares Exercisable 12/1/2013. Expiration Date: 12/1/2018. Held Direct.
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