Filing Details

Accession Number:
0001140361-11-038620
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-29 20:48:12
Reporting Period:
2011-07-28
Filing Date:
2011-07-29
Accepted Time:
2011-07-29 20:48:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122342 Alliance Fiber Optic Products Inc AFOP Semiconductors & Related Devices (3674) 770554122
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1254090 Shin Wei Tsay C/O Alliance Fiber Optic Products, Inc.
275 Gibraltar Drive
Sunnyvale CA 94089
Svp Of Product Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-07-28 500 $8.32 42,689 No 4 S Direct
Common Stock Disposition 2011-07-28 500 $8.33 42,189 No 4 S Direct
Common Stock Disposition 2011-07-28 100 $8.34 42,089 No 4 S Direct
Common Stock Disposition 2011-07-28 100 $8.35 41,989 No 4 S Direct
Common Stock Disposition 2011-07-28 200 $8.36 41,789 No 4 S Direct
Common Stock Disposition 2011-07-28 1,994 $8.37 39,795 No 4 S Direct
Common Stock Disposition 2011-07-28 600 $8.38 39,195 No 4 S Direct
Common Stock Disposition 2011-07-28 1,000 $8.39 38,195 No 4 S Direct
Common Stock Disposition 2011-07-28 1,200 $8.40 36,995 No 4 S Direct
Common Stock Disposition 2011-07-28 200 $8.41 36,795 No 4 S Direct
Common Stock Disposition 2011-07-28 400 $8.42 36,395 No 4 S Direct
Common Stock Disposition 2011-07-28 400 $8.43 35,995 No 4 S Direct
Common Stock Disposition 2011-07-28 100 $8.44 35,895 No 4 S Direct
Common Stock Disposition 2011-07-28 203 $8.45 35,692 No 4 S Direct
Common Stock Disposition 2011-07-28 200 $8.46 35,492 No 4 S Direct
Common Stock Disposition 2011-07-28 100 $8.47 35,392 No 4 S Direct
Common Stock Disposition 2011-07-28 103 $8.48 35,289 No 4 S Direct
Common Stock Disposition 2011-07-28 100 $8.49 35,189 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to buy) Acquisiton 2011-07-28 8,000 $4.30 8,000 $4.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
43,189 2003-01-01 2011-10-24 No 4 M Direct
Footnotes
  1. The total 8,000 shares of common stock were granted on October 24, 2001 and vest in four equal installments beginning on January 1, 2002.
  2. Share amounts and exercise price reflect a 1-for-5 reverse split of the common stock effected on August 27, 2010.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2011.