Filing Details
- Accession Number:
- 0001140361-11-038620
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-29 20:48:12
- Reporting Period:
- 2011-07-28
- Filing Date:
- 2011-07-29
- Accepted Time:
- 2011-07-29 20:48:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122342 | Alliance Fiber Optic Products Inc | AFOP | Semiconductors & Related Devices (3674) | 770554122 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1254090 | Shin Wei Tsay | C/O Alliance Fiber Optic Products, Inc. 275 Gibraltar Drive Sunnyvale CA 94089 | Svp Of Product Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-07-28 | 500 | $8.32 | 42,689 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-28 | 500 | $8.33 | 42,189 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-28 | 100 | $8.34 | 42,089 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-28 | 100 | $8.35 | 41,989 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-28 | 200 | $8.36 | 41,789 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-28 | 1,994 | $8.37 | 39,795 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-28 | 600 | $8.38 | 39,195 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-28 | 1,000 | $8.39 | 38,195 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-28 | 1,200 | $8.40 | 36,995 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-28 | 200 | $8.41 | 36,795 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-28 | 400 | $8.42 | 36,395 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-28 | 400 | $8.43 | 35,995 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-28 | 100 | $8.44 | 35,895 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-28 | 203 | $8.45 | 35,692 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-28 | 200 | $8.46 | 35,492 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-28 | 100 | $8.47 | 35,392 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-28 | 103 | $8.48 | 35,289 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-28 | 100 | $8.49 | 35,189 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Stock Option (Right to buy) | Acquisiton | 2011-07-28 | 8,000 | $4.30 | 8,000 | $4.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
43,189 | 2003-01-01 | 2011-10-24 | No | 4 | M | Direct |
Footnotes
- The total 8,000 shares of common stock were granted on October 24, 2001 and vest in four equal installments beginning on January 1, 2002.
- Share amounts and exercise price reflect a 1-for-5 reverse split of the common stock effected on August 27, 2010.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2011.