Filing Details

Accession Number:
0001104659-24-010819
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-05 20:02:14
Reporting Period:
2024-02-01
Accepted Time:
2024-02-05 20:02:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1821159 Evgo Inc. EVGO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232819 G Dennis Kish C/O Evgo Inc.
11835 W. Olympic Blvd. Suite 900E
Los Angeles CA 90064
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-02-01 26,818 $0.00 26,818 No 4 M Direct
Class A Common Stock Acquisiton 2024-02-01 52,083 $0.00 78,901 No 4 M Direct
Class A Common Stock Disposition 2024-02-02 44,184 $2.09 34,717 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2024-02-01 26,818 $0.00 26,818 $0.00
Class A Common Stock Restricted Stock Units Disposition 2024-02-01 52,083 $0.00 52,083 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,818 No 4 M Direct
104,167 No 4 M Direct
Footnotes
  1. Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock").
  2. The sales reported in this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs pursuant to the Issuer's mandatory sell to cover policy, which requires sales in an amount sufficient to cover tax withholding obligations associated with the vesting events, and do not represent discretionary trades by the Reporting Person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.035 to $2.200, inclusive, pursuant to the Reporting Person's 10b5-1 trading plan adopted on September 27, 2023. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the transactions described in this footnote 2.
  3. The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022, subject to the Reporting Person's continued employment through each vesting date.
  4. The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2023, subject to the Reporting Person's continued employment through each vesting date.