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Filing Details

Accession Number:: 0001181431-11-043049
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-07-29 17:56:16
Reporting Period:: 2011-07-27

Filing Date:: 2011-07-29
Accepted Time:: 2011-07-29 17:56:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1138639	Infinera Corp	INFN	Telephone & Telegraph Apparatus (3661)	770560433

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1399122	F David Welch	C/O Infinera Corporation 140 Caspian Court Sunnyvale CA 94089	Evp, Chief Strategy Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-07-27	100,000	$6.96	1,049,493	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2011-07-29	50,000	$6.44	1,099,493	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	14,132	Direct
Common Stock	127,301	Indirect	See Footnote
Common Stock	553,750	Indirect	See Footnote
Common Stock	500,000	Indirect	See Footnote
Common Stock	2,500	Indirect	See Footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$2.00	2016-08-08	50,000	50,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$2.00	2016-08-08	137,500	137,500	Direct
Common Stock	Employee Stock Option (Right to Buy)	$7.11	2019-02-10	100,000	100,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$7.45	2019-08-10	150,000	150,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$8.19	2016-11-23	75,000	75,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$7.61	2017-06-06	29,214	29,214	Direct
Common Stock	Employee Stock Option (Right to Buy)	$7.61	2017-06-06	101,342	101,342	Direct
Common Stock	Employee Stock Option (Right to Buy)	$7.61	2018-02-28	2,817	2,817	Direct
Common Stock	Employee Stock Option (Right to Buy)	$7.61	2018-02-28	81,683	81,683	Direct
Common Stock	Employee Stock Option (Right to Buy)	$8.58	2021-02-10	39,465	39,465	Direct
Common Stock	Employee Stock Option (Right to Buy)	$8.58	2021-02-10	41,535	41,535	Direct
Common Stock	Restricted Stock Units	$0.00		41,000	41,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-08-08	50,000	50,000	Direct
2016-08-08	137,500	137,500	Direct
2019-02-10	100,000	100,000	Direct
2019-08-10	150,000	150,000	Direct
2016-11-23	75,000	75,000	Direct
2017-06-06	29,214	29,214	Direct
2017-06-06	101,342	101,342	Direct
2018-02-28	2,817	2,817	Direct
2018-02-28	81,683	81,683	Direct
2021-02-10	39,465	39,465	Direct
2021-02-10	41,535	41,535	Direct
	41,000	41,000	Direct

Footnotes

Shares held directly by LRFA, LLC of which the Reporting Person is the sole managing member.
Shares held directly by the Welch Family Trust.
Shares held directly by SEI Private Trust Company, Trustee of the Welch Family Heritage Trust I u/I dated 9/24/01.
Shares held directly by Welch Group, L.P. of which the Reporting Person is the general partner.
Shares held directly by the Reporting Person as a trustee for his minor children. The Reporting Person disclaims beneficial ownership of the shares held in trust for his minor children, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for his minor children for purposes of Section 16 or for any other purpose.
The option fully vested on June 29, 2010.
The option fully vested on February 10, 2011.
The option vests and becomes exercisable in twenty-four equal monthly installments beginning on August 10, 2009.
The option vests and becomes exercisable in thirty-six equal monthly installments beginning on November 23, 2009.
The option vests and becomes exercisable in thirty-six equal monthly installments beginning on February 5, 2010.
The option vests and becomes exercisable in forty-eight equal monthly installments beginning on February 5, 2010.
The option vests and becomes exercisable in thirty-six equal monthly installments beginning on February 10, 2011.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock.
The RSUs vest in three equal annual installments beginning on February 5, 2012.
This price represents the weighted average purchase price of the shares ranging from $6.91 to $7 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.
This price represents the weighted average purchase price of the shares ranging from $6.26 to $6.50 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.