Filing Details
- Accession Number:
- 0001415889-24-002684
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-05 18:44:15
- Reporting Period:
- 2024-02-01
- Accepted Time:
- 2024-02-05 18:44:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1350653 | Alphatec Holdings Inc. | ATEC | Surgical & Medical Instruments & Apparatus (3841) | 202463898 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1831608 | Scott Lish | C/O Alphatec Spine, Inc. 1950 Camino Vida Roble Carlsbad CA 92008 | Chief Operating Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-02-01 | 100,166 | $0.00 | 543,667 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2024-02-02 | 25,210 | $16.47 | 518,457 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- On February 1, 2024, the issuer awarded 100,166 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2023. The RSUs vest in three equal installments on each of February 1, 2024, February 1, 2025 and February 1, 2026. Each RSU represents a contingent right to receive one share of the issuer's common stock.
- Includes 2,410 shares acquired under the issuer's employee stock purchase plan on June 20, 2023.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2022, as amended on August 10, 2023, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.29 to $16.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
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