Filing Details
- Accession Number:
- 0001104659-24-010281
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-02 21:03:47
- Reporting Period:
- 2024-01-31
- Accepted Time:
- 2024-02-02 21:03:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1821159 | Evgo Inc. | EVGO | Services-Automotive Repair, Services & Parking (7500) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1869929 | Olga Shevorenkova | C/O Evgo Inc. 11835 W. Olympic Blvd. Suite 900E Los Angeles CA 90064 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-01-31 | 53,164 | $0.00 | 88,984 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2024-02-01 | 36,750 | $0.00 | 125,734 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2024-02-01 | 59,027 | $0.00 | 184,761 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-02-01 | 29,772 | $2.26 | 154,989 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2024-02-02 | 53,635 | $2.09 | 101,354 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2024-01-31 | 53,164 | $0.00 | 53,164 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2024-02-01 | 36,750 | $0.00 | 36,750 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2024-02-01 | 59,027 | $0.00 | 59,027 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 36,750 | No | 4 | M | Direct | ||
| 118,056 | No | 4 | M | Direct |
Footnotes
- Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock").
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.215 to $2.370, inclusive, pursuant to the Reporting Person's 10b5-1 trading plan adopted on September 26, 2023, which plan also gives effect to the Issuer's mandatory sell to cover policy requiring sales in an amount sufficient to cover tax withholding obligations associated with the vesting events (the "2023 10b5-1 Plan"). The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price in the transactions described in this footnote 2.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.035 to $2.200, inclusive, pursuant to the 2023 10b5-1 Plan. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC, upon request, full information regarding the number of shares sold at each separate price in the transactions described in this footnote 3.
- The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021, the last of which occurred on January 31, 2024.
- The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022, subject to the Reporting Person's continued employment through each vesting date.
- The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2023, subject to the Reporting Person's continued employment through each vesting date.
Billionaire Hedge Funds
