Filing Details
- Accession Number:
- 0000950170-24-010859
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-02 20:00:13
- Reporting Period:
- 2024-02-01
- Accepted Time:
- 2024-02-02 20:00:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1828811 | Li-Cycle Holdings Corp. | LICY | Hazardous Waste Management (4955) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1877801 | Timothy Johnston | C/O Li-Cycle Holdings Corp 207 Queens Quay West, Suite 590 Toronto A6 M5J 1A7 | Executive Chairman & Director | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2024-02-01 | 10,929 | $0.41 | 555,256 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 11,047,167 | Indirect | By Keperra Holdings Limited |
Footnotes
- The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the reporting person in order to pay the tax liability arising from the vesting and settlement of restricted stock units.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.4012 to $0.4449.
- Includes (i) 36,032 restricted stock units ("RSUs") that vest on August 10, 2024, (ii) 48,744 RSUs that vest on January 27, 2025, (iii) 19,239 RSUs that vest on January 31, 2025, and (iv) 48,743 RSUs that vest on January 27, 2026.
- The reporting person is the sole shareholder of Keperra Holdings Limited.