Filing Details
- Accession Number:
- 0000950170-24-010857
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-02 20:00:09
- Reporting Period:
- 2024-02-01
- Accepted Time:
- 2024-02-02 20:00:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1828811 | Li-Cycle Holdings Corp. | LICY | Hazardous Waste Management (4955) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1990629 | J. Christopher Biederman | C/O Li-Cycle Holdings Corp. 207 Queens Quay West, Suite 590 Toronto A6 M5J 1A7 | Chief Technical Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2024-02-01 | 2,810 | $0.41 | 160,955 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.4012 to $0.4449.
- Includes 34,630 restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date. Footnote 3 of Christopher J. Biederman's Form 4 filed on February 1, 2024 contained an administrative error stating 33,749 restricted stock units, instead of 39,577 restricted stock units.
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