Filing Details
- Accession Number:
- 0000950170-24-010589
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-02 17:00:12
- Reporting Period:
- 2024-02-01
- Accepted Time:
- 2024-02-02 17:00:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1333986 | Equitable Holdings Inc. | EQH | Insurance Agents, Brokers & Service (6411) | 585512450 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1512442 | Mark Pearson | C/O Equitable Holdings, Inc. 1345 Avenue Of The Americas New York NY 10105 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-02-01 | 20,052 | $21.34 | 659,677 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2024-02-01 | 19,948 | $18.74 | 679,625 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-02-01 | 39,600 | $32.38 | 640,025 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-02-01 | 400 | $32.80 | 639,625 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-02-01 | 20,000 | $32.38 | 619,625 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2024-02-01 | 20,052 | $0.00 | 20,052 | $21.34 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2024-02-01 | 19,948 | $0.00 | 19,948 | $18.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
666,348 | 2028-03-01 | No | 4 | M | Direct | |
646,400 | 2029-02-14 | No | 4 | M | Direct |
Footnotes
- The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.
- Total includes Restricted Stock Units.
- This transaction was executed in multiple trades at prices ranging from $31.7700 to $32.7600. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $32.7900 to $32.8100. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $31.7800 to $32.7400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regardingthe number of shares and prices at which the transaction was effected.
- Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on March 1, 2019.
- Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.