Filing Details
- Accession Number:
- 0001127602-24-002835
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-01-31 18:47:15
- Reporting Period:
- 2024-01-29
- Accepted Time:
- 2024-01-31 18:47:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 4962 | American Express Co | AXP | Finance Services (6199) | 134922250 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1730101 | Denise Pickett | 200 Vesey Street, American Express Tower New York NY 10285-5001 | Pres., Gsg And Tls | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-01-29 | 21,151 | $201.43 | 33,855 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2024-01-29 | 11,323 | $201.43 | 22,532 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2024-01-29 | 20,518 | $0.00 | 43,050 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-01-29 | 16,588 | $0.00 | 59,638 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-01-30 | 20,518 | $203.96 | 39,120 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-01-30 | 16,588 | $203.96 | 22,532 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-01-30 | 9,828 | $203.96 | 12,704 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2024-01-29 | 20,518 | $0.00 | 20,518 | $131.68 |
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2024-01-29 | 16,588 | $0.00 | 16,588 | $116.26 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2024-01-29 | 16,588 | $0.00 | 16,588 | $116.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-01-29 | 2030-01-29 | No | 4 | M | Direct |
| 16,588 | 2024-01-29 | 2031-01-29 | No | 4 | A | Direct |
| 0 | 2024-01-29 | 2031-01-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,438 | Indirect | By ESOP |
Footnotes
- Shares held in the reporting person's account under the Company's Employee Stock Ownership Plan.
- Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
- Includes shares acquired pursuant to dividend reinvestment.
- The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
- The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $203.96 to $203.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $203.96 to $203.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $203.96 to $203.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.
Billionaire Hedge Funds
