Filing Details
- Accession Number:
- 0001758554-24-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-01-31 16:55:54
- Reporting Period:
- 2024-01-29
- Accepted Time:
- 2024-01-31 16:55:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1375365 | Super Micro Computer Inc. | SMCI | Electronic Computers (3571) | 770353939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392942 | Charles Liang | 980 Rock Avenue San Jose CA 95131 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-01-29 | 524 | $42.35 | 3,238 | No | 4 | M | Indirect | By Spouse |
| Common Stock | Acquisiton | 2024-01-29 | 438 | $33.36 | 3,676 | No | 4 | M | Indirect | By Spouse |
| Common Stock | Disposition | 2024-01-29 | 962 | $476.10 | 2,714 | No | 4 | S | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Spouse |
| No | 4 | M | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2024-01-29 | 524 | $0.00 | 524 | $42.35 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2024-01-29 | 438 | $0.00 | 438 | $33.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,623 | 2026-04-27 | No | 4 | M | Indirect | |
| 0 | 2025-08-04 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,666,417 | Direct |
Footnotes
- The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").
- Subject to the Reporting Person's spouse's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.
- This stock option is fully vested and exercisable.
Billionaire Hedge Funds
