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Filing Details

Accession Number:: 0001209191-24-002431
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-01-30 17:36:52
Reporting Period:: 2024-01-29

Accepted Time:: 2024-01-30 17:36:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1569345	Sprinklr Inc.	CXM	Services-Prepackaged Software (7372)	454771485

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1866802	Ragy Thomas	C/O Sprinklr, Inc. 29 West 35Th Street, 7Th Floor New York NY 10001	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2024-01-29	1,314	$0.00	451,270	No	4	C	Direct
Class A Common Stock	Disposition	2024-01-29	1,314	$12.96	449,956	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2024-01-29	1,314	$0.00	1,314	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
29,359,962			No	4	C	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common	$0.00	8,129,863	8,129,863	Indirect
Class A Common Stock	Class B Common	$0.00	13,106,677	13,106,677	Indirect
Class A Common Stock	Class B Common	$0.00	1,996,523	1,996,523	Indirect
Class A Common Stock	Class B Common	$0.00	110,445	110,445	Indirect

Amount	Remaning Holdings	Nature of Ownership
8,129,863	8,129,863	Indirect
13,106,677	13,106,677	Indirect
1,996,523	1,996,523	Indirect
110,445	110,445	Indirect

Footnotes

Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. If the Reporting Person is terminated for cause, each share of Class B common stock will automatically convert to Class A Common Stock.
Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.
The securities are held by Thomas 2014 Family Trust (the "2014 Trust"). The Reporting Person is a trustee of the 2014 Trust.
The securities are held by Thomas Family 2017 Irrevocable Trust (the "2017 Trust"). The Reporting Person is a trustee of the 2017 Trust.
The securities are held by the 2019 Family Trust. The Reporting Person is a trustee of the 2019 Family Trust.