Filing Details
- Accession Number:
- 0001179110-11-011415
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-28 18:44:01
- Reporting Period:
- 2011-07-27
- Filing Date:
- 2011-07-28
- Accepted Time:
- 2011-07-28 18:44:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
809559 | Tcw Strategic Income Fund Inc | TSI | () | 930939398 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1487059 | Bryan Whalen | Tcw Strategic Income Fund, Inc. 865 S. Figueroa Street, Ste. 1800 Los Angeles CA 90017 | Portfolio Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-27 | 1,300 | $5.23 | 33,300 | No | 4 | P | Indirect | Whalen-Cross Family Trust DTD 6-15-07 |
Common Stock | Acquisiton | 2011-07-27 | 2,000 | $5.24 | 35,300 | No | 4 | P | Indirect | Whalen-Cross Family Trust DTD 6-15-07 |
Common Stock | Acquisiton | 2011-07-27 | 11,990 | $5.25 | 47,290 | No | 4 | P | Indirect | Whalen-Cross Family Trust DTD 6-15-07 |
Common Stock | Acquisiton | 2011-07-27 | 1,600 | $5.27 | 48,890 | No | 4 | P | Indirect | Whalen-Cross Family Trust DTD 6-15-07 |
Common Stock | Acquisiton | 2011-07-27 | 2,610 | $5.28 | 51,500 | No | 4 | P | Indirect | Whalen-Cross Family Trust DTD 6-15-07 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Whalen-Cross Family Trust DTD 6-15-07 |
No | 4 | P | Indirect | Whalen-Cross Family Trust DTD 6-15-07 |
No | 4 | P | Indirect | Whalen-Cross Family Trust DTD 6-15-07 |
No | 4 | P | Indirect | Whalen-Cross Family Trust DTD 6-15-07 |
No | 4 | P | Indirect | Whalen-Cross Family Trust DTD 6-15-07 |