Filing Details
- Accession Number:
- 0001209191-24-002296
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-01-26 16:04:31
- Reporting Period:
- 2024-01-24
- Accepted Time:
- 2024-01-26 16:04:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1715768 | Transphorm Inc. | TGAN | Semiconductors & Related Devices (3674) | 821858829 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1862728 | Kelly Smales | C/O Transphorm, Inc. 75 Castilian Drive Goleta CA 93117 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-01-24 | 471 | $4.82 | 77,554 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 17, 2023.
Billionaire Hedge Funds
