Filing Details
- Accession Number:
- 0001415889-24-001831
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-01-25 20:00:34
- Reporting Period:
- 2024-01-23
- Accepted Time:
- 2024-01-25 20:00:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534133 | Calcimedica Inc. | CALC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1267959 | A Fred Middleton | C/O Calcimedica, Inc. 505 Coast Blvd. S. #307 La Jolla CA 92037 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-01-23 | 243,356 | $3.70 | 946,744 | No | 4 | P | Indirect | By Sanderling Venture Partners VI, LP |
Common Stock | Acquisiton | 2024-01-23 | 144,676 | $3.70 | 727,433 | No | 4 | P | Indirect | By Sanderling Venture Partners VI Co-Investment Fund, L.P. |
Common Stock | Acquisiton | 2024-01-23 | 194,472 | $3.70 | 435,148 | No | 4 | P | Indirect | By Sanderling Ventures VII, L.P. |
Common Stock | Acquisiton | 2024-01-23 | 51,032 | $3.70 | 114,260 | No | 4 | P | Indirect | By Sanderling Ventures VII (Canada), L.P. |
Common Stock | Acquisiton | 2024-01-23 | 13,184 | $3.70 | 27,609 | No | 4 | P | Indirect | By Sanderling Ventures VII Annex Fund, L.P. |
Common Stock | Acquisiton | 2024-01-23 | 3,920 | $3.70 | 21,602 | No | 4 | P | Indirect | By Sanderling Ventures Management VI |
Common Stock | Acquisiton | 2024-01-23 | 28,744 | $3.70 | 30,292 | No | 4 | P | Indirect | By Sanderling Ventures Management VII |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Sanderling Venture Partners VI, LP |
No | 4 | P | Indirect | By Sanderling Venture Partners VI Co-Investment Fund, L.P. |
No | 4 | P | Indirect | By Sanderling Ventures VII, L.P. |
No | 4 | P | Indirect | By Sanderling Ventures VII (Canada), L.P. |
No | 4 | P | Indirect | By Sanderling Ventures VII Annex Fund, L.P. |
No | 4 | P | Indirect | By Sanderling Ventures Management VI |
No | 4 | P | Indirect | By Sanderling Ventures Management VII |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2024-01-23 | 121,678 | $0.13 | 121,678 | $5.36 |
Common Stock | Warrant | Acquisiton | 2024-01-23 | 121,678 | $0.13 | 121,678 | $7.15 |
Common Stock | Warrant | Acquisiton | 2024-01-23 | 72,338 | $0.13 | 72,338 | $5.36 |
Common Stock | Warrant | Acquisiton | 2024-01-23 | 72,338 | $0.13 | 72,338 | $7.15 |
Common Stock | Warrant | Acquisiton | 2024-01-23 | 97,236 | $0.13 | 97,236 | $5.36 |
Common Stock | Warrant | Acquisiton | 2024-01-23 | 97,236 | $0.13 | 97,236 | $7.15 |
Common Stock | Warrant | Acquisiton | 2024-01-23 | 25,516 | $0.13 | 25,516 | $5.36 |
Common Stock | Warrant | Acquisiton | 2024-01-23 | 25,516 | $0.13 | 25,516 | $7.15 |
Common Stock | Warrant | Acquisiton | 2024-01-23 | 6,592 | $0.13 | 6,592 | $5.36 |
Common Stock | Warrant | Acquisiton | 2024-01-23 | 6,592 | $0.13 | 6,592 | $7.15 |
Common Stock | Warrant | Acquisiton | 2024-01-23 | 1,960 | $0.13 | 1,960 | $5.36 |
Common Stock | Warrant | Acquisiton | 2024-01-23 | 1,960 | $0.13 | 1,960 | $7.15 |
Common Stock | Warrant | Acquisiton | 2024-01-23 | 14,372 | $0.13 | 14,372 | $5.36 |
Common Stock | Warrant | Acquisiton | 2024-01-23 | 14,372 | $0.13 | 14,372 | $7.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
121,678 | 2024-01-23 | 2024-12-31 | No | 4 | P | Indirect |
121,678 | 2024-01-23 | 2026-12-31 | No | 4 | P | Indirect |
72,338 | 2024-01-23 | 2024-12-31 | No | 4 | P | Indirect |
72,338 | 2024-01-23 | 2026-12-31 | No | 4 | P | Indirect |
97,236 | 2024-01-23 | 2024-12-31 | No | 4 | P | Indirect |
97,236 | 2024-01-23 | 2026-12-31 | No | 4 | P | Indirect |
25,516 | 2024-01-23 | 2024-12-31 | No | 4 | P | Indirect |
25,516 | 2024-01-23 | 2026-12-31 | No | 4 | P | Indirect |
6,592 | 2024-01-23 | 2024-12-31 | No | 4 | P | Indirect |
6,592 | 2024-01-23 | 2026-12-31 | No | 4 | P | Indirect |
1,960 | 2024-01-23 | 2024-12-31 | No | 4 | P | Indirect |
1,960 | 2024-01-23 | 2026-12-31 | No | 4 | P | Indirect |
14,372 | 2024-01-23 | 2024-12-31 | No | 4 | P | Indirect |
14,372 | 2024-01-23 | 2026-12-31 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,714 | Direct | |
Common Stock | 8,176 | Indirect | By Golden Triangle Ventures, LLC |
Footnotes
- The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors.
- The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the securities of the Issuer held by Sanderling Venture Partners VI, LP ("SVP VI, LP", together with Sanderling Venture Partners VI Co-Investment Fund, L.P., Sanderling VI Beteiligungs GmbH & Co. KG, Sanderling Ventures Management VI and Sanderling VI Limited Partnership (the "Sanderling VI Shares"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VI Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the securities of the Issuer held by Sanderling Ventures VII, LP ("SVP VII, LP", together with Sanderling Ventures Management VII, Sanderling Ventures VII (Canada), L.P. and Sanderling Ventures VII Annex Fund, L.P., the "Sanderling VII Shares"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VII Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- The Reporting Person is a managing member of Golden Triangle Ventures LLC and may be deemed to beneficially own the securities of the Issuer held by Golden Triangle Ventures LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter.
- The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter.