Filing Details
- Accession Number:
- 0001247640-11-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-28 18:02:46
- Reporting Period:
- 2011-07-26
- Filing Date:
- 2011-07-28
- Accepted Time:
- 2011-07-28 18:02:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1010552 | Polycom Inc | PLCM | Telephone & Telegraph Apparatus (3661) | 943128324 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184212 | Arthur William Owens | 4750 Willow Road Pleasanton CA 94588 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-26 | 75,000 | $7.84 | 122,698 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-26 | 75,000 | $29.93 | 47,698 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-07-26 | 75,000 | $0.00 | 75,000 | $7.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,000 | 2012-12-13 | No | 4 | M | Direct |
Footnotes
- On July 1, 2011, the common stock of Polycom, Inc. split 2-for-1, resulting in the reporting person's ownership of 23,849 additional shares of common stock.
- All trades occurred within the following one dollar price range: $29.672 through $30.20. The reported price is the weighted average for trades within this range. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- Option vested as to 25% of the total shares granted on each of the four 12 month anniversaries of the December 13, 2005 grant date until fully vested on December 13, 2009.
Billionaire Hedge Funds
