Filing Details
- Accession Number:
- 0001587987-24-000019
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2024-01-25 15:10:58
- Reporting Period:
- 2023-12-31
- Accepted Time:
- 2024-01-25 15:10:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1587987 | Newtekone Inc. | NEWT | National Commercial Banks (6021) | 463755188 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1728694 | Nicolas Young | 4800 T-Rex Avenue Suite 120 Boca Raton FL 33431 | President, Newtek Bank, N.a. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-04-14 | 337 | $13.05 | 31,876 | No | 5 | P | Direct | |
Common Stock | Acquisiton | 2023-07-21 | 249 | $17.92 | 32,125 | No | 5 | P | Direct | |
Common Stock | Disposition | 2023-08-02 | 2,733 | $17.98 | 29,392 | No | 5 | F | Direct | |
Common Stock | Acquisiton | 2023-10-20 | 238 | $13.40 | 29,630 | No | 5 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | F | Direct | |
No | 5 | P | Direct |
Footnotes
- Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
- Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.