Filing Details
- Accession Number:
- 0001415889-24-001781
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-01-24 20:24:01
- Reporting Period:
- 2024-01-22
- Accepted Time:
- 2024-01-24 20:24:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1348911 | Kalvista Pharmaceuticals Inc. | KALV | Pharmaceutical Preparations (2834) | 200915291 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1615979 | Y Bong Koh | C/O Venrock 7 Bryant Park, 23Rd Floor New York NY 10018 | No | No | Yes | No | |
1698082 | P Nimish Shah | C/O Venrock 7 Bryant Park, 23Rd Floor New York NY 10018 | No | No | Yes | No | |
1738048 | Venrock Healthcare Capital Partners Iii, L.p. | C/O Venrock 7 Bryant Park, 23Rd Floor New York NY 10018 | No | No | No | No | |
1738053 | Vhcp Management Iii, Llc | C/O Venrock 7 Bryant Park, 23Rd Floor New York NY 10018 | No | No | Yes | No | |
1750761 | Vhcp Co-Investment Holdings Iii, Llc | C/O Venrock 7 Bryant Park, 23Rd Floor New York NY 10018 | No | No | Yes | No | |
1808512 | Venrock Healthcare Capital Partners Eg, L.p. | C/O Venrock 7 Bryant Park, 23Rd Floor New York NY 10018 | No | No | Yes | No | |
1808518 | Vhcp Management Eg, Llc | C/O Venrock 7 Bryant Park, 23Rd Floor New York NY 10018 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-01-22 | 67,546 | $12.55 | 4,527,197 | No | 4 | P | Indirect | By Funds |
Common Stock | Acquisiton | 2024-01-23 | 10,897 | $12.54 | 4,538,094 | No | 4 | P | Indirect | By Funds |
Common Stock | Acquisiton | 2024-01-24 | 20,686 | $12.44 | 4,558,780 | No | 4 | P | Indirect | By Funds |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Funds |
No | 4 | P | Indirect | By Funds |
No | 4 | P | Indirect | By Funds |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.37 to $12.72 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Consists of (i) 980,833 shares held by Venrock Healthcare Capital Partners III, L.P. ("VHCP3"); (ii) 98,117 shares held by VHCP Co-Investment Holdings III,LLC ("VHCP Co-3"); and (iii) 3,448,247 shares held by Venrock Healthcare Capital Partners EG, L.P. ("VHCP EG").
- VHCP Management III, LLC ("VHCPM3") is the general partner of VHCP3 and the manager of VHCP Co-3 and may be deemed to beneficially own these shares. VHCP Management EG, LLC ("VHCPMEG") is the general partner of VHCPEG and may be deemed to beneficially own these shares. Bong Koh and Nimish Shah are the voting members of VHCPM3 and VHCPMEG and may be deemed to beneficially own these shares. Each of VHCPM3, VHCPMEG and Messrs. Koh and Shah expressly disclaims beneficial ownership over these shares except to the extent of its or his indirect pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.52 to $12.55 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Consists of (i) 983,698 shares held by VHCP3; (ii) 98,403 shares held by VHCP Co-3; and (iii) 3,455,993 shares held by VHCP EG.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.15 to $12.59 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Consists of (i) 989,136 shares held by VHCP3; (ii) 98,947 shares held by VHCP Co-3; and (iii) 3,470,697 shares held by VHCP EG.