Filing Details
- Accession Number:
- 0001587987-24-000015
- Form Type:
- 5/A
- Zero Holdings:
- No
- Publication Time:
- 2024-01-24 15:31:50
- Reporting Period:
- 2023-12-31
- Accepted Time:
- 2024-01-24 15:31:50
- Original Submission Date:
- 2024-01-23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1587987 | Newtekone Inc. | NEWT | National Commercial Banks (6021) | 463755188 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1713483 | Fernando Perez-Hickman | 4800 T-Rex Avenue Suite 120 Boca Raton FL 33431 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-04-14 | 20 | $13.05 | 3,846 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2023-07-21 | 31 | $17.92 | 3,846 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2023-10-20 | 41 | $13.40 | 3,846 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 40,500 | Indirect | Shares are held by Trust |
Footnotes
- Shares are held by Feathers Capital Group LLC, a limited liability company which is owned by the Maria del Carmen Escolar Gutierrez 2022 Irrevocable Trust (the "Trust"); the reporting person is a co-trustee of the Trust and the reporting person and his immediate family members are beneficiaries of the Trust.
- Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
- The Reporting Person incorrectly included Reporting Person's indirect holdings as direct holdings on his Form 5 filed on January 23, 2024.
Billionaire Hedge Funds
