Filing Details
- Accession Number:
- 0000950170-24-006769
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-01-23 19:42:27
- Reporting Period:
- 2024-01-19
- Accepted Time:
- 2024-01-23 19:42:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1856031 | Vivid Seats Inc. | SEAT | Services-Miscellaneous Amusement & Recreation (7990) | 863355184 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1880369 | Miles Jonathan Wagner | C/O Vivid Seats Inc. 24 E. Washington Street, Suite 900 Chicago IL 60602 | Chief Technology Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-01-19 | 6,250 | $0.00 | 91,751 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-01-22 | 2,125 | $5.72 | 89,626 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2024-01-19 | 6,250 | $0.00 | 6,250 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 43,750 | No | 4 | M | Direct |
Footnotes
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock.
- Represents shares sold pursuant to a mandatory "sell to cover" provision of the RSU agreement to satisfy tax withholding obligations arising in connection with the vesting and settlement of the RSUs.
- Represents the weighted average sale price of multiple transactions at prices ranging from $5.72 to $5.72 per share. The reporting person undertakes to provide, upon request from the staff of the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022, such that the RSUs will become fully vested on October 19, 2025. The RSUs do not have an expiration date.
Billionaire Hedge Funds
