Filing Details
- Accession Number:
- 0001213900-24-004513
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-01-18 16:20:34
- Reporting Period:
- 2024-01-16
- Accepted Time:
- 2024-01-18 16:20:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 879911 | Applied Energetics Inc. | AERG | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 770262908 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1728043 | Thomas Bradford Adamczyk | C/O Applied Energetics, Inc. 9070 S. Rita Road, Suite 1500 Tucson AZ 85747 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2024-01-16 | 3,900 | $0.07 | 675,382 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2024-01-16 | 3,900 | $2.00 | 671,482 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2024-01-17 | 6,100 | $0.07 | 677,582 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2024-01-17 | 6,100 | $1.95 | 671,482 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 Per Share | Non-Qualified Stock Options | Disposition | 2024-01-16 | 3,900 | $0.00 | 3,900 | $0.07 |
| Common Stock, Par Value $.001 Per Share | Non-Qualified Stock Options | Disposition | 2024-01-17 | 6,100 | $0.00 | 6,100 | $0.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,456,100 | 2020-02-12 | 2028-11-12 | No | 4 | M | Direct |
| 1,450,000 | 2020-02-12 | 2028-11-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | 1,563,599 | Indirect | See Footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 Per Share | Non-Qualified Stock Options | $0.07 | 2020-02-12 | 2028-11-12 | 0 | 3,500,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-11-12 | 0 | 3,500,000 | Indirect |
Footnotes
- Such shares were sold pursuant to a 10b-5 Plan which was adopted by Mr. Adamczyk on June 15, 2023.
- Held by Moriah Stone Global L.P. of which Mr. Adamczyk is controlling partner.
- Options were issued in exchange for services rendered as an officer and director of the company.
- 3,500,000 of Mr. Adamczyk's options are held in the name of Adamczyk Family 2021 LLC, a family limited liability company which he controls. None of these options were exercised.
Billionaire Hedge Funds
