Filing Details
- Accession Number:
- 0001465740-24-000022
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2024-01-17 16:37:57
- Reporting Period:
- 2024-01-08
- Accepted Time:
- 2024-01-17 16:37:57
- Original Submission Date:
- 2024-01-10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1465740 | Two Harbors Investment Corp. | TWO | Real Estate Investment Trusts (6798) | 270312904 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1917084 | Matthew Keen | Two Harbors Investment Corp. 1601 Utica Avenue South, Suite 900 St. Louis Park MN 55416 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2024-01-08 | 7,939 | $0.00 | 32,401 | No | 4 | A | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2024-01-08 | 2,295 | $0.00 | 34,696 | No | 4 | A | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2024-01-09 | 1,147 | $14.05 | 33,549 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2025, 2026 and 2027.
- This Form 4 amendment is being filed to correct the number of RSUs granted to the reported person on January 8, 2024. The original Form 4 filed on January 10, 2024 incorrectly reported a grant of 8,645 RSUs, instead of 7,939.
- Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.
- The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
Billionaire Hedge Funds
