Filing Details
- Accession Number:
- 0001104659-24-004104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-01-16 16:07:37
- Reporting Period:
- 2023-11-21
- Accepted Time:
- 2024-01-16 16:07:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1622879 | Medicine Man Technologies Inc. | SHWZ | Services-Management Consulting Services (8742) | 465289499 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1825865 | Nirup Krishnamurthy | C/O Medicine Man Technologies, Inc. 865 N. Albion St., Ste. 300 Denver CO 80220 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-11-21 | 10,000 | $0.61 | 1,610,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2023-11-29 | 6,600 | $0.59 | 1,616,600 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Issued as restricted stock units (RSUs) in connection with reporting persons retainer as director under the Company's 2017 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16(b)-b(d)(1) and (3). The 1,600,000 RSU's are reportable, however, as directly owned shares of common stock, rather as a derivative security in Table II, because any and all underlying RSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).
- The options vest in four (4) equal annual installments on each anniversary of the grant date, beginning on May 24, 2023.
Billionaire Hedge Funds
