Filing Details
- Accession Number:
- 0001181431-11-042692
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-27 19:46:01
- Reporting Period:
- 2011-07-25
- Filing Date:
- 2011-07-27
- Accepted Time:
- 2011-07-27 19:46:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1423542 | Skullcandy Inc. | SKUL | Household Audio & Video Equipment (3651) | 562362196 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1522008 | Greg Warnock | C/O Skullcandy, Inc. 1441 West Ute Boulevard, Suite 250 Park City UT 84098 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-25 | 34,790 | $0.00 | 163,296 | No | 4 | C | Direct | |
Common Stock | Disposition | 2011-07-25 | 20,446 | $18.60 | 142,850 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-07-25 | 324,982 | $0.00 | 405,272 | No | 4 | C | Indirect | By Mercato QP |
Common Stock | Acquisiton | 2011-07-25 | 150,458 | $0.00 | 555,730 | No | 4 | C | Indirect | By Mercato QP |
Common Stock | Disposition | 2011-07-25 | 161,435 | $18.60 | 394,295 | No | 4 | S | Indirect | By Mercato QP |
Common Stock | Acquisiton | 2011-07-25 | 589,316 | $0.00 | 734,874 | No | 4 | C | Indirect | By Mercato LP |
Common Stock | Acquisiton | 2011-07-25 | 272,832 | $0.00 | 1,007,706 | No | 4 | C | Indirect | By Mercato LP |
Common Stock | Disposition | 2011-07-25 | 292,745 | $18.60 | 714,961 | No | 4 | S | Indirect | By Mercato LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Indirect | By Mercato QP |
No | 4 | C | Indirect | By Mercato QP |
No | 4 | S | Indirect | By Mercato QP |
No | 4 | C | Indirect | By Mercato LP |
No | 4 | C | Indirect | By Mercato LP |
No | 4 | S | Indirect | By Mercato LP |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2011-07-25 | 34,790 | $0.00 | 34,790 | $0.00 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2011-07-27 | 28,000 | $0.00 | 28,000 | $19.99 |
Common Stock | Series A Preferred Stock | Disposition | 2011-07-25 | 324,982 | $0.00 | 324,982 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2011-07-25 | 150,458 | $0.00 | 150,458 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2011-07-25 | 589,316 | $0.00 | 589,316 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2011-07-25 | 272,832 | $0.00 | 272,832 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
28,000 | 2021-07-27 | No | 4 | A | Direct | |
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Represents shares held by Mercato Partners QP, L.P. ("Mercato QP").
- Represents shares held by Mercato Partners L.P. ("Mercato LP").
- The Series A Preferred Stock and Series B Preferred Stock (collectively, the "Preferred Stock") converted into the Issuers common stock on a one for one basis upon the closing of the Issuer's initial public offering and had no expiration date.
- The Reporting Person is a director of the Issuer. The Reporting Person and Alan Hall are managing directors of Mercato LP and Mercato QP, and have voting and dispositive power of the common stock held by Mercato QP and Mercato LP (reported on Table I) and the Preferred Stock held by Mercato QP and Mercato LP (reported on Table II). Mercato Partners, LLC (Mercato LLC") is the general partner of Mercato QP and Mercato LP. Messrs. Warnock and Hall disclaim beneficial ownership of the shares held by Mercato QP and Mercato LP except to the extent of their pecuniary interests therein.
- The option vests (i) with respect to 33% of the shares underlying the option, on July 27, 2012; and (ii) with respect to the remaining 67% of the shares underlying the option, in twenty-four substantially equal installments on each monthly anniversary thereafter.
- Represents the public offering price of $20.00 per common share less the underwriter's discount of $1.40 per common share.