Filing Details

Accession Number:
0001181431-11-042685
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-27 19:42:43
Reporting Period:
2011-07-25
Filing Date:
2011-07-27
Accepted Time:
2011-07-27 19:42:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1423542 Skullcandy Inc. SKUL Household Audio & Video Equipment (3651) 562362196
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1051399 Jr Jose Ferreira C/O Goode Partners, Llc
767 Third Avenue
New York NY 10017
No No Yes No
1256947 David Oddi C/O Goode Partners, Llc
767 Third Avenue
New York NY 10017
No No Yes No
1392310 P L I Fund Consumer Partners Goode C/O Goode Partners, Llc
767 Third Avenue
New York NY 10017
No No Yes No
1523190 Goode Skullcandy Holdings, Llc C/O Goode Partners, Llc
767 Third Avenue
New York NY 10017
No No Yes No
1526181 Goode Investors I Llc C/O Goode Partners, Llc
767 Third Avenue
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-07-25 18,985 $0.00 18,985 No 4 C Direct
Common Stock Acquisiton 2011-07-25 3,218,432 $0.00 3,237,417 No 4 C Direct
Common Stock Disposition 2011-07-25 1,079,134 $18.60 2,158,283 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series C Preferred Stock Disposition 2011-07-25 18,985 $0.00 18,985 $0.00
Common Stock Convertible Secured Promissory Note Disposition 2011-07-25 3,218,432 $0.00 3,218,432 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. The Series C Preferred Stock had no expiration date and converted into the Issuers common stock on a 1 for 1.199 basis upon the closing of the Issuer's initial public offering. The number of shares indicated herein reflects the conversion ratio.
  2. Represents shares held directly by Goode Skullcandy Holdings LLC.
  3. Goode Investors I LLC ("GP I"), is the general partner of Goode Partners Consumer Fund I, L.P. ("GPCF I"). GPCF I is the managing member of Goode Skullcandy Holdings LLC ("Holdings LLC"), which directly holds the securities reported herein. Jose Ferreira, Jr. and David Oddi are managing directors and members of GP I. Messrs. Ferreira and Oddi and GP I and GPCF I (collectively, the "Goode Entities") may be deemed to indirectly beneficially own the shares held by Holdings LLC because of their affiliation with the Goode Entities but disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein.
  4. The Convertible Secured Promissory Note (the "Note"), issued in favor of Goode Skullcandy Holdings LLC, had a maturity date of 11/28/2013. The Note converted into the Issuer's common stock at the closing of the Issuer's initial public offering pursuant to the provisions of the Note. Based upon a conversion price of $7.72 per share, subject to adjustment as provided pursuant to the provisions of the Note. The number of shares indicated herein reflects the conversion ratio.
  5. Represents the public offering price of $20.00 per common share less the underwriter's discount of $1.40 per common share.