Filing Details
- Accession Number:
- 0001181431-11-042685
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-27 19:42:43
- Reporting Period:
- 2011-07-25
- Filing Date:
- 2011-07-27
- Accepted Time:
- 2011-07-27 19:42:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1423542 | Skullcandy Inc. | SKUL | Household Audio & Video Equipment (3651) | 562362196 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1051399 | Jr Jose Ferreira | C/O Goode Partners, Llc 767 Third Avenue New York NY 10017 | No | No | Yes | No | |
1256947 | David Oddi | C/O Goode Partners, Llc 767 Third Avenue New York NY 10017 | No | No | Yes | No | |
1392310 | P L I Fund Consumer Partners Goode | C/O Goode Partners, Llc 767 Third Avenue New York NY 10017 | No | No | Yes | No | |
1523190 | Goode Skullcandy Holdings, Llc | C/O Goode Partners, Llc 767 Third Avenue New York NY 10017 | No | No | Yes | No | |
1526181 | Goode Investors I Llc | C/O Goode Partners, Llc 767 Third Avenue New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-25 | 18,985 | $0.00 | 18,985 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2011-07-25 | 3,218,432 | $0.00 | 3,237,417 | No | 4 | C | Direct | |
Common Stock | Disposition | 2011-07-25 | 1,079,134 | $18.60 | 2,158,283 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Preferred Stock | Disposition | 2011-07-25 | 18,985 | $0.00 | 18,985 | $0.00 |
Common Stock | Convertible Secured Promissory Note | Disposition | 2011-07-25 | 3,218,432 | $0.00 | 3,218,432 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- The Series C Preferred Stock had no expiration date and converted into the Issuers common stock on a 1 for 1.199 basis upon the closing of the Issuer's initial public offering. The number of shares indicated herein reflects the conversion ratio.
- Represents shares held directly by Goode Skullcandy Holdings LLC.
- Goode Investors I LLC ("GP I"), is the general partner of Goode Partners Consumer Fund I, L.P. ("GPCF I"). GPCF I is the managing member of Goode Skullcandy Holdings LLC ("Holdings LLC"), which directly holds the securities reported herein. Jose Ferreira, Jr. and David Oddi are managing directors and members of GP I. Messrs. Ferreira and Oddi and GP I and GPCF I (collectively, the "Goode Entities") may be deemed to indirectly beneficially own the shares held by Holdings LLC because of their affiliation with the Goode Entities but disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein.
- The Convertible Secured Promissory Note (the "Note"), issued in favor of Goode Skullcandy Holdings LLC, had a maturity date of 11/28/2013. The Note converted into the Issuer's common stock at the closing of the Issuer's initial public offering pursuant to the provisions of the Note. Based upon a conversion price of $7.72 per share, subject to adjustment as provided pursuant to the provisions of the Note. The number of shares indicated herein reflects the conversion ratio.
- Represents the public offering price of $20.00 per common share less the underwriter's discount of $1.40 per common share.