Filing Details
- Accession Number:
- 0001140361-11-038228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-27 18:59:14
- Reporting Period:
- 2011-07-25
- Filing Date:
- 2011-07-27
- Accepted Time:
- 2011-07-27 18:59:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880562 | Daegis Inc. | DAEG | Services-Prepackaged Software (7372) | 942710559 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311443 | Blueline Partners, L.l.c. | 319 Diablo Road Ste 200 Danville CA 94526 | No | No | Yes | No | |
1338149 | Blueline Capital Partners, L.p. | 319 Diablo Road Ste 200 Danville CA 94526 | No | No | Yes | No | |
1411986 | Blueline Capital Partners Iii, Lp | 319 Diablo Road Ste 200 Danville CA 94526 | No | No | Yes | No | |
1411987 | Blueline Partners Ii, Llc | 319 Diablo Road Ste 200 Danville CA 94526 | No | No | Yes | No | |
1460518 | Blueline Catalyst Fund Ix, L.p. | 319 Diablo Road Ste 200 Danville CA 94526 | No | No | Yes | No | |
1460781 | Blueline Capital Partners Ii, L.p. | C/O Blueline Management Company 319 Diablo Road, Ste 200 Danville CA 94526 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-25 | 1,107 | $2.15 | 2,911,893 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-07-26 | 2,040 | $2.10 | 2,913,933 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- These securities are owned by BlueLine Capital Partners II, L.P. As described in Amendment No. 2 to Schedule 13D filing made on March 24, 2011 with respect to the Common Stock owned by BlueLine Capital Partners, L.P., BlueLine Capital Partners II, L.P., BlueLine Capital Partners III, L.P., BlueLine Catalyst Fund IX, L.P., BlueLine Partners, L.L.C., and BlueLine Partners II, L.L.C., the Reporting Entities may have been deemed to be a "group" under Section 13(d) of the Securities Exchange Act.On June 30, 2011, BlueLine Catalyst Fund IX, L.P. purchased 1,666,667 shares of Series G Preferred Stock. The Series G Preferred Stock is convertible into shares of Common Stock on a 1-fo-1 basis, subject to adjustment in certain circumstances. Accordingly, the Reporting Persons may be deemed to hold the equivalent of 2,913,933 shares of Common Stock.