Filing Details
- Accession Number:
- 0000921895-11-001502
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-27 18:57:51
- Reporting Period:
- 2011-07-25
- Filing Date:
- 2011-07-27
- Accepted Time:
- 2011-07-27 18:57:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 65358 | United Capital Corp | ("AFP") | Miscellaneous Fabricated Metal Products (3490) | 042294493 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1056836 | Attilio Petrocelli | C/O United Capital Corp. 9 Park Place Great Neck NY 11021 | President, Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-25 | 34,000 | $21.80 | 5,503,448 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-07-25 | 600,000 | $12.20 | 6,103,448 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-07-25 | 420,000 | $21.80 | 6,523,448 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-25 | 1,054,000 | $30.00 | 5,469,448 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2011-07-25 | 34,000 | $0.00 | 34,000 | $21.80 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-07-25 | 600,000 | $0.00 | 600,000 | $12.20 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-07-25 | 420,000 | $0.00 | 420,000 | $21.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-06-10 | No | 4 | M | Direct | |
| 0 | 2012-06-11 | No | 4 | M | Direct | |
| 0 | 2013-06-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000,000 | Indirect | By Spouse |
Footnotes
- Information in this Form 4 reflects a two-for-one stock split of the Company effective in 2003.
- The options vested in three equal annual installments beginning on June 10, 2004.
- The options vested in three equal annual installments beginning on June 11, 2003.
- These shares were sold to the Issuer through a tender offer by the Issuer for up to 3,600,000 shares of its common stock at $30.00 per share.
Billionaire Hedge Funds
