Filing Details
- Accession Number:
- 0000921895-11-001500
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-27 18:56:43
- Reporting Period:
- 2011-07-25
- Filing Date:
- 2011-07-27
- Accepted Time:
- 2011-07-27 18:56:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 65358 | United Capital Corp | ("AFP") | Miscellaneous Fabricated Metal Products (3490) | 042294493 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1242581 | J Anthony Miceli | C/O United Capital Corp. 9 Park Place Great Neck NY 11021 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-25 | 66,000 | $12.20 | 88,900 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-07-25 | 68,000 | $21.80 | 156,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-25 | 156,900 | $30.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2011-07-25 | 66,000 | $0.00 | 66,000 | $12.20 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-07-25 | 68,000 | $0.00 | 68,000 | $21.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-06-11 | No | 4 | M | Direct | |
| 0 | 2013-06-10 | No | 4 | M | Direct |
Footnotes
- Information in this Form 4 reflects a two-for-one stock split of the Company effective in 2003.
- The options vested in three equal annual installments beginning on June 11, 2003.
- The options vested in three equal annual installments beginning on June 10, 2004.
- These shares were sold to the Issuer through a tender offer by the Issuer for up to 3,600,000 shares of its common stock at $30.00 per share.
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