Filing Details
- Accession Number:
- 0001446472-11-000049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-27 18:55:57
- Reporting Period:
- 2011-07-25
- Filing Date:
- 2011-07-27
- Accepted Time:
- 2011-07-27 18:55:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1077428 | Texas Capital Bancshares Inc | TCBI | State Commercial Banks (6022) | 752679109 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1122236 | Jr R James Holland | 2000 Mckinney Avenue Suite 700 Dallas TX 75201 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-07-25 | 4,000 | $7.25 | 291,186 | No | 4 | M | Indirect | By Lamar Hunt Trust Estate |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-07-25 | 4,000 | $19.37 | 295,186 | No | 4 | M | Indirect | By Lamar Hunt Trust Estate |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-07-25 | 2,000 | $23.00 | 297,186 | No | 4 | M | Indirect | By Lamar Hunt Trust Estate |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-07-25 | 1,600 | $22.47 | 298,786 | No | 4 | M | Indirect | By Lamar Hunt Trust Estate |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-07-25 | 1,800 | $18.67 | 300,586 | No | 4 | M | Indirect | By Lamar Hunt Trust Estate |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-07-25 | 1,200 | $14.17 | 301,786 | No | 4 | M | Indirect | By Lamar Hunt Trust Estate |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-07-25 | 600 | $18.52 | 302,386 | No | 4 | M | Indirect | By Lamar Hunt Trust Estate |
Common Stock, Par Value $0.01 Per Share | Disposition | 2011-07-25 | 15,200 | $28.37 | 287,186 | No | 4 | S | Indirect | By Lamar Hunt Trust Estate |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By Lamar Hunt Trust Estate |
No | 4 | M | Indirect | By Lamar Hunt Trust Estate |
No | 4 | M | Indirect | By Lamar Hunt Trust Estate |
No | 4 | M | Indirect | By Lamar Hunt Trust Estate |
No | 4 | M | Indirect | By Lamar Hunt Trust Estate |
No | 4 | M | Indirect | By Lamar Hunt Trust Estate |
No | 4 | M | Indirect | By Lamar Hunt Trust Estate |
No | 4 | S | Indirect | By Lamar Hunt Trust Estate |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2011-07-25 | 4,000 | $0.00 | 4,000 | $7.25 |
Common Stock | Stock Options | Disposition | 2011-07-25 | 4,000 | $0.00 | 4,000 | $19.37 |
Common Stock | Stock Appreciation Rights | Disposition | 2011-07-25 | 2,000 | $0.00 | 2,000 | $23.00 |
Common Stock | Stock Appreciation Rights | Disposition | 2011-07-25 | 1,600 | $0.00 | 1,600 | $22.47 |
Common Stock | Stock Appreciation Rights | Disposition | 2011-07-25 | 1,800 | $0.00 | 1,800 | $18.67 |
Common Stock | Stock Appreciation Rights | Disposition | 2011-07-25 | 1,200 | $0.00 | 1,200 | $14.17 |
Common Stock | Stock Appreciation Rights | Disposition | 2011-07-25 | 600 | $0.00 | 600 | $18.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-01-01 | No | 4 | M | Indirect | |
0 | 2013-01-01 | No | 4 | M | Indirect | |
0 | 2016-05-16 | No | 4 | M | Indirect | |
400 | 2017-07-23 | No | 4 | M | Indirect | |
1,200 | 2018-05-19 | No | 4 | M | Indirect | |
1,800 | 2019-05-19 | No | 4 | M | Indirect | |
2,400 | 2020-05-18 | No | 4 | M | Indirect |
Footnotes
- The stated price represents the weighted average based on prices ranging from $28.32 to $28.55. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
- Owned by Lamar Hunt Trust Estate, of which Mr. Holland is Trustee.
- The stock options vested immediately upon their grant on January 1, 2002.
- The stock options vested immediately upon their grant on May 17, 2005.
- The stock appreciation rights vest in 20% increments over 5 years, beginning on their grant date on May 16, 2006.
- The stock appreciation rights vest in 20% increments over 5 years, beginning on their grant date on July 23, 2007.
- The stock appreciation rights vest in 20% increments over 5 years, beginning on their grant date on May 19, 2008.
- The stock appreciation rights vest in 20% increments over 5 years, beginning on their grant date on May 19, 2009.
- The stock appreciation rights vest in 20% increments over 5 years, beginning on their grant date on May 18, 2010.