Filing Details
- Accession Number:
- 0001213900-24-003008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-01-11 16:50:12
- Reporting Period:
- 2024-01-10
- Accepted Time:
- 2024-01-11 16:50:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1732078 | Flat Rock Opportunity Fund | FROPX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1531090 | Robert Grunewald | C/O Flat Rock Opportunity Fund 680 S. Cache Street, Suite 100 Jackson WY 83001 | Ceo | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest | Acquisiton | 2024-01-10 | 3,267 | $18.98 | 76,124 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares Of Beneficial Interest | 92,237 | Indirect | By Robert K. Grunewald Revocable Trust |
Footnotes
- The number of shares includes shares acquired pursuant to the Flat Rock Opportunity Fund distribution reinvestment policy ("DRIP"), exempt under Rule 16a-11.