Filing Details
- Accession Number:
- 0001465740-24-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-01-10 17:36:31
- Reporting Period:
- 2024-01-08
- Accepted Time:
- 2024-01-10 17:36:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1465740 | Two Harbors Investment Corp. | TWO | Real Estate Investment Trusts (6798) | 270312904 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1918741 | Robert Rush | Two Harbors Investment Corp. 1601 Utica Avenue South, Suite 900 St. Louis Park MN 55416 | Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2024-01-08 | 16,760 | $0.00 | 74,989 | No | 4 | A | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2024-01-08 | 6,887 | $0.00 | 81,876 | No | 4 | A | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2024-01-09 | 3,443 | $14.05 | 78,433 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2025, 2026 and 2027.
- Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.
- The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 25, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.