Filing Details
- Accession Number:
- 0001363076-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-27 17:17:32
- Reporting Period:
- 2011-07-25
- Filing Date:
- 2011-07-27
- Accepted Time:
- 2011-07-27 17:17:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1363076 | M Robert Davis | One Baxter Parkway Deerfield IL 60015 | Corporate Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2011-07-25 | 25,000 | $34.85 | 78,825 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2011-07-25 | 45,000 | $38.35 | 123,825 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2011-07-25 | 35,000 | $36.99 | 158,825 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2011-07-25 | 100,300 | $61.66 | 58,525 | No | 4 | S | Direct | |
| Common Stock, $1 Par Value | Disposition | 2011-07-25 | 700 | $62.14 | 57,825 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2011-07-25 | 25,000 | $0.00 | 25,000 | $34.85 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2011-07-25 | 45,000 | $0.00 | 45,000 | $38.35 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2011-07-25 | 35,000 | $0.00 | 35,000 | $36.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-03-14 | 2015-03-13 | No | 4 | M | Direct |
| 0 | 2009-03-14 | 2016-03-14 | No | 4 | M | Direct |
| 0 | 2009-05-17 | 2016-05-17 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan
- Price reflects weighted average sales price. Range of prices for transaction is $61.11 through $62.11. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
- Price reflects weighted average sales price. Range of prices for transaction is $62.13 through $62.16. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
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