Home > Insider Trading > Filing (0001628280-24-000735)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1841925	Indie Semiconductor Inc.	INDI	Semiconductors & Related Devices (3674)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1865418	Thomas Schiller	32 Journey Aliso Viejo CA 92656	Cfo And Evp Of Strategy	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2024-01-03	2,308	$0.00	1,120,123	No	4	M	Direct
Class A Common Stock	Acquisiton	2024-01-03	56,625	$0.00	1,176,748	No	4	M	Direct
Class A Common Stock	Disposition	2024-01-04	988	$7.04	1,175,760	No	4	F	Direct
Class A Common Stock	Disposition	2024-01-04	22,198	$7.04	1,153,562	No	4	F	Direct
Class A Common Stock	Disposition	2024-01-05	60,000	$7.05	1,093,562	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units	Disposition	2024-01-03	2,308	$0.00	2,308	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2024-01-03	56,625	$0.00	56,625	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,616			No	4	M	Direct
169,875			No	4	M	Direct

Footnotes

Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2024.
The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.89 to $7.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.