Filing Details
- Accession Number:
- 0001094718-24-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-01-04 21:18:37
- Reporting Period:
- 2024-01-02
- Accepted Time:
- 2024-01-04 21:18:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069258 | Kratos Defense & Security Solutions Inc. | KTOS | Guided Missiles & Space Vehicles & Parts (3760) | 133818604 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1094718 | H Deanna Lund | 10680 Treena Street, Suite 600 San Diego CA 92131 | Evp & Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-01-02 | 6,000 | $20.14 | 153,284 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-01-03 | 15,000 | $0.00 | 168,284 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-01-03 | 7,463 | $18.50 | 160,821 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2024-01-03 | 15,000 | $0.00 | 175,821 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-01-03 | 7,880 | $18.50 | 167,941 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2024-01-03 | 15,000 | $0.00 | 182,941 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-01-03 | 7,463 | $18.50 | 175,478 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2024-01-04 | 75,000 | $0.00 | 250,478 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-01-04 | 37,313 | $18.53 | 213,165 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2024-01-04 | 15,000 | $0.00 | 228,165 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-01-04 | 7,463 | $18.53 | 220,702 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2024-01-04 | 75,000 | $0.00 | 75,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2024-01-03 | 15,000 | $0.00 | 15,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2024-01-03 | 15,000 | $0.00 | 15,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2024-01-03 | 15,000 | $0.00 | 15,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2024-01-04 | 75,000 | $0.00 | 75,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2024-01-04 | 15,000 | $0.00 | 15,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 75,000 | No | 4 | A | Direct | ||
| 15,000 | No | 4 | M | Direct | ||
| 45,000 | No | 4 | M | Direct | ||
| 60,000 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 30,000 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended August 18, 2023.
- Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
- RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.
- RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.
- RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.
- RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.
- RSUs were granted and previously reported on a Form 4 filed January 8, 2019, where 75,000 RSUs vest on the fifth anniversary of the January 4, 2019 date of grant.
- RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.
- Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.
- Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,527 shares held through Issuer's 401(k).
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