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Filing Details

Accession Number:: 0001140361-24-000782
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-01-04 20:23:53
Reporting Period:: 2024-01-02

Accepted Time:: 2024-01-04 20:23:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
931148	Graftech International Ltd	EAF	Electrical Industrial Apparatus (3620)	272496053

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1001085	Brookfield Corp /On/	Brookfield Place 181 Bay Street Suite 300 P.o. Box 762 Toronto A6 M5J2T3	No	No	No	No
1642338	L.p. Holdings Graftech Iv Bcp	C/O Brookfield Corporation 181 Bay St, Ste. 300 Toronto A6 M5J 2T3	No	No	No	No
1654795	L.p. Partners Business Brookfield	73 Front Street, 5Th Floor Hamilton D0 HM 12	No	No	No	No
1685113	Brookfield Private Equity Inc.	Brookfield Place 181 Bay Street, Suite 300 Toronto A6 M5J2T3	No	No	No	No
1685157	Brookfield Private Equity Group Holdings Lp	Brookfield Place 181 Bay Street, Suite 300 Toronto A6 M5J2T3	No	No	No	No
1685158	Ltd. Partners Capital Brookfield	C/O Brookfield Corporation 181 Bay St, Ste. 300 Toronto A6 M5J2T3	No	No	No	No
1685160	Ltd Gp Bcp	C/O Brookfield Corporation 181 Bay St, Ste. 300 Toronto A6 M5J2T3	No	No	No	No
1703248	Brookfield Private Equity Holdings Llc	Brookfield Place 200 Vesey Street New York NY 10281-1023	No	No	No	No
1738295	(Non-Cdn) Iv Bpe	C/O Brookfield Corporation 181 Bay St, Ste. 300 Toronto A6 M5J2T3	No	No	No	No
1768973	Brookfield Us Inc.	Brookfield Place 200 Vesey Street New York NY 10281-1023	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2024-01-02	1,037,120	$2.20	26,238,492	No	4	S	Indirect	See Explanation of Responses
Common Stock	Disposition	2024-01-02	1,038,919	$2.20	25,199,573	No	4	S	Indirect	See Explanation of Responses
Common Stock	Disposition	2024-01-02	1,846,591	$2.20	23,352,982	No	4	S	Indirect	See Explanation of Responses
Common Stock	Disposition	2024-01-02	88	$2.20	23,352,894	No	4	S	Indirect	See Explanation of Responses
Common Stock	Disposition	2024-01-02	68	$2.20	23,352,826	No	4	S	Indirect	See Explanation of Responses

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Explanation of Responses
No	4	S	Indirect	See Explanation of Responses
No	4	S	Indirect	See Explanation of Responses
No	4	S	Indirect	See Explanation of Responses
No	4	S	Indirect	See Explanation of Responses

Footnotes

The sales reported in this Form 4 (the "Sales") were effected pursuant to Rule 144 under the Securities Act of 1933, as amended (the "Securities Act").
On January 2, 2024, the Reporting Persons sold an aggregate of 6,100,000 shares of Common Stock. Represents (i) 1,037,120 of Common Stock sold on behalf of BPE IV (Non-Cdn) GP LP; (ii) 1,038,919 shares of Common Stock sold on behalf of Brookfield BBP (Canada) L.P.; (iii) 1,846,591 shares of Common Stock sold on behalf of Brookfield BBP Canada Holdings Inc.; (iv) 88 shares of Common Stock sold on behalf of Brookfield Private Funds Holdings Inc.; (v) 68 shares of Common Stock sold on behalf of BCP IV Bermuda Investor LP and (vi) 2,177,214 shares of Common Stock sold by BCP GrafTech IV Holdings L.P. on behalf of certain third party limited partners in which the Reporting Persons do not have a pecuniary interest.
Following the Sales, consists of (i) 6,174,100 shares of Common Stock held directly by BPE IV (Non-Cdn) GP LP, for itself and as nominee for BCP IV (US Plan) LP, BCP IV (UK Plan) LP and BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP; (ii) 6,184,809 shares of Common Stock held directly by Brookfield BBP (Canada) L.P.; (iii) 10,992,990 shares of Common Stock held directly by Brookfield BBP Canada Holdings Inc.; (iv) 524 shares of Common Stock held directly by Brookfield Private Funds Holdings Inc.; and (v) 403 shares of Common Stock held directly by BCP IV Bermuda Investor LP. The amount of securities beneficially owned by the Reporting Persons does not include the shares of Common Stock distributed pro rata, for no consideration, on December 14, 2023 to certain third party limited partners in which the Reporting Persons do not have a pecuniary interest.
Brookfield Corporation ("BN"), by virtue of its relationships with these entities, may be deemed to share beneficial ownership of all of these shares.
BPE IV (Non-Cdn) GP LP, Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BN, by virtue of their relationships with BCP IV, may be deemed to share beneficial ownership in the shares held directly by BCP IV. Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BN, by virtue of their relationships with BPE IV (Non-Cdn) GP LP, BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BPE IV (Non-Cdn) GP LP for itself and as nominee for BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP.
Brookfield Private Equity Holdings LLC, Brookfield US Inc. and BN, by virtue of their relationships with BCP IV (US Plan) LP, may be deemed to share beneficial ownership in the shares held directly by BPE IV (Non-Cdn) GP LP as nominee for BCP IV (US Plan) LP. Brookfield BBP Canadian GP L.P., Brookfield CanGP Limited, Brookfield Private Equity Inc. and BN, by virtue of their relationships with Brookfield BBP (Canada) L.P., may be deemed to share beneficial ownership in the shares held directly by Brookfield BBP (Canada) L.P.
Brookfield Business L.P., Brookfield Business Partners L.P., Brookfield Business Partners Limited and BN, by virtue of their relationships with Brookfield BBP Canada Holdings Inc., may be deemed to share beneficial ownership in the shares held directly by Brookfield BBP Canada Holdings Inc. Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BN, by virtue of their relationships with BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV Bermuda Investor LP.
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.