Filing Details
- Accession Number:
- 0001127602-11-022075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-26 19:48:26
- Reporting Period:
- 2011-07-26
- Filing Date:
- 2011-07-26
- Accepted Time:
- 2011-07-26 19:48:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1514705 | Suncoke Energy Inc. | SXC | Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) | 900640593 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181685 | A Frederick Henderson | 1011 Warrenville Road Suite 600 Lisle IL 60532 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-26 | 15,000 | $16.00 | 15,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Unit | Acquisiton | 2011-07-26 | 112,941 | $0.00 | 112,941 | $0.00 |
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2011-07-26 | 646,465 | $0.00 | 646,465 | $17.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
112,941 | No | 4 | A | Direct | ||
646,465 | 2012-07-23 | 2021-07-23 | No | 4 | A | Direct |
Footnotes
- Purchase of common stock in directed share program contingent upon the closing of the initial public offering of SunCoke Energy, Inc.
- Grant of restricted common stock units contingent upon the closing of the registrant's initial public offering. These units were awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3. These restricted share units will vest subject to continued employment, in equal one-third installments on the third, fourth, and fifth anniversaries of the reporting person's effective date of hire.
- Conversion rate is 1 for 1.
- Not applicable.
- Grant of stock options (right to buy SunCoke Energy, Inc. common stock), contingent upon the closing of the registrant's initial public offering. These options were awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3, and are exercisable, subject to continued employment, as follows: (1) five sevenths of such options will vest in equal one-third installments on the first, second, and third anniversaries of the initial public offering; (2) the remaining two sevenths will vest in equal one-third installments on the third, fourth, and fifth anniversaries of the reporting person's effective date of hire.