Filing Details

Accession Number:
0001213900-24-000969
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-01-03 21:45:11
Reporting Period:
2023-12-31
Accepted Time:
2024-01-03 21:45:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1849820 Nauticus Robotics Inc. KITT General Industrial Machinery & Equipment, Nec (3569) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1944944 John Yamokoski C/O Nauticus Robotics, Inc.
17146 Feathercraft Lane Suite 450
Webster TX 77598
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-31 40,398 $0.00 757,367 No 4 M Direct
Common Stock Disposition 2024-01-02 10,824 $0.64 746,543 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance RSU Disposition 2023-12-31 79,212 $0.00 79,212 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
79,212 No 4 M Direct
Footnotes
  1. Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
  2. 0% to 150% of these Performance RSUs may vest in two (2) equal installments on each of December 31, 2023 and December 31, 2024, based the Company's revenue.