Filing Details
- Accession Number:
- 0001213900-24-000968
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-01-03 21:44:54
- Reporting Period:
- 2023-12-31
- Accepted Time:
- 2024-01-03 21:44:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1849820 | Nauticus Robotics Inc. | KITT | General Industrial Machinery & Equipment, Nec (3569) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1944857 | Nicolaus Radford | C/O Nauticus Robotics, Inc. 17146 Feathercraft Lane Suite 450 Webster TX 77598 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-12-31 | 73,451 | $0.00 | 3,044,588 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-01-02 | 19,667 | $0.64 | 3,024,921 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance RSU | Disposition | 2023-12-31 | 144,021 | $0.00 | 144,021 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
144,021 | No | 4 | M | Direct |
Footnotes
- Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
- 0% to 150% of these Performance RSUs may vest in two (2) equal installments on each of December 31, 2023 and December 31, 2024, based the Company's revenue.