Filing Details
- Accession Number:
- 0001819848-24-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-01-03 20:13:34
- Reporting Period:
- 2024-01-01
- Accepted Time:
- 2024-01-03 20:13:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1819848 | Joby Aviation Inc. | JOBY | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1703083 | W Bonny Simi | C/O Joby Aviation, Inc. 333 Encinal Street Santa Cruz CA 95060 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-01-01 | 5,699 | $0.00 | 122,559 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-01-02 | 150,000 | $1.77 | 272,559 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-01-03 | 2,551 | $6.13 | 270,008 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-01-03 | 150,000 | $6.35 | 120,008 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units (RSUs) | Disposition | 2024-01-01 | 5,699 | $0.00 | 5,699 | $0.00 |
| Common Stock | Stock Options | Disposition | 2024-01-02 | 150,000 | $1.77 | 150,000 | $1.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 79,787 | No | 4 | M | Direct | ||
| 994,744 | 2030-12-17 | No | 4 | M | Direct |
Footnotes
- Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
- Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on February 27, 2023.
- This transaction was executed in multiple trades at prices ranging from $6.13 to $6.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
- Represents a stock option that is immediately exercisable with respect to 74% of the underlying shares and 3.74% of the underlying shares become exercisable thereafter on each of December 15, 2021 and March 15 of each of the following years with the last installment becoming exercisable on January 1, 2027.
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