Filing Details
- Accession Number:
- 0001181431-11-042467
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-26 18:04:35
- Reporting Period:
- 2011-07-22
- Filing Date:
- 2011-07-26
- Accepted Time:
- 2011-07-26 18:04:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124610 | Vmware Inc. | VMW | Services-Prepackaged Software (7372) | 943292913 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1409324 | M. Carl Eschenbach | 3401 Hillview Ave. Palo Alto CA 94304 | Co-President, Customer Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2011-07-22 | 14,584 | $23.00 | 0 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2011-07-22 | 3,125 | $30.80 | 0 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2011-07-22 | 15,290 | $21.87 | 0 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-07-22 | 32,999 | $107.01 | 99,103 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2011-07-22 | 14,584 | $0.00 | 14,584 | $23.00 |
| Class A Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2011-07-22 | 3,125 | $0.00 | 3,215 | $30.80 |
| Class A Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2011-07-22 | 15,290 | $0.00 | 15,290 | $21.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-06-08 | No | 4 | M | Direct | |
| 23,959 | 2015-06-15 | No | 4 | M | Direct | |
| 0 | 2016-05-03 | No | 4 | M | Direct |
Footnotes
- Price represents weighted average for sales reported. The range of prices for the sales reported is $107.00 through $107.03.
- The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing a right to purchase a total of 350,000 shares of Class A Common stock, became exercisable with respect to 25% of the shares on June 8, 2008. Thereafter, the remaining 75% of the option vested in equal monthly installments over three years.
- This option, representing a right to purchase 50,000 shares of Class A Common Stock, became exercisable as to 25% of the shares on June 1, 2010. Thereafter, the remaining 75% of the option vests in equal monthly installments over three years.
- The option, representing a right to purchase a total of 61,158 shares of Class A Common stock, became exercisable with respect to 25% of the shares on May 3, 2008. Thereafter, the remaining 75% of the option vested in equal monthly installments over three years.
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