Filing Details
- Accession Number:
- 0001209191-11-040977
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-26 17:13:40
- Reporting Period:
- 2011-07-25
- Filing Date:
- 2011-07-26
- Accepted Time:
- 2011-07-26 17:13:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1418135 | Dr Pepper Snapple Group Inc. | DPS | Beverages (2080) | 753258232 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1457301 | A. Angela Stephens | 5301 Legacy Drive Plano TX 75024 | Sr. Vice President, Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-25 | 4,816 | $0.00 | 4,816 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2011-07-25 | 218 | $0.00 | 5,034 | No | 4 | J | Direct | |
| Common Stock | Disposition | 2011-07-26 | 1,620 | $39.75 | 3,414 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | J | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock | Disposition | 2011-07-25 | 5,034 | $0.00 | 4,816 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | J | Direct |
Footnotes
- These shares represent restricted stock units ("RSU") granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2008 and settled on July 25, 2011.
- These shares are dividend equivalents payments made under the Issuer's dividend reinvestment plan with respect to the 4,816 shares being reported on this Form 4.
- These shares were sold pursant to the Rule 10b5-1 Sales Plan adopted by the reporting person on June 7, 2011, to cover the income tax withholding liability of the reporting person arising as a result of the vesting of the RSU's.
- The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $39.75-$39.76. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
