Filing Details
- Accession Number:
- 0001126328-11-000232
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-26 15:57:25
- Reporting Period:
- 2011-07-22
- Filing Date:
- 2011-07-26
- Accepted Time:
- 2011-07-26 15:57:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1126328 | Principal Financial Group Inc | PFG | Accident & Health Insurance (6321) | 421520346 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1443238 | J. Terrance Lillis | 711 High Street Des Moines IA 50392 | Senior Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-22 | 682 | $29.17 | 23,839 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 37 | Indirect | By 401(k) Plan |
Common Stock | 303 | Indirect | By Spouse |
Footnotes
- Pursuant to a 10b5-1 plan adopted by the reporting person on May 21, 2011.
- Includes 6,761 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.